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1. 1. Introduction and Purpose: Overview of the assessment purpose, scope, and intended outcomes
2. 2. Assessment Framework Overview: Description of the risk maturity model being used and its key components
3. 3. Assessment Methodology: Detailed explanation of how the assessment will be conducted, including scoring mechanisms
4. 4. Core Assessment Areas: Main evaluation categories including risk strategy, governance, processes, and culture
5. 5. Maturity Levels: Definition of different maturity levels from initial to optimized
6. 6. Assessment Criteria: Detailed evaluation criteria for each core assessment area
7. 7. Scoring Guidelines: Instructions for scoring and rating each assessment area
8. 8. Documentation Requirements: List of required evidence and documentation for the assessment
9. 9. Reporting Format: Structure and content requirements for the assessment report
10. 10. Action Planning: Guidelines for developing improvement plans based on assessment results
1. Industry-Specific Risk Considerations: Additional assessment criteria specific to particular industries (e.g., financial services, healthcare)
2. Technology Risk Assessment: Detailed evaluation of technology and cybersecurity risk management capabilities
3. Third-Party Risk Management: Assessment of vendor and partner risk management processes
4. Environmental, Social and Governance (ESG) Risk Assessment: Evaluation of ESG risk management capabilities
5. Crisis Management and Business Continuity: Assessment of emergency response and business continuity capabilities
6. Risk Quantification Methods: Advanced methodologies for quantifying risk exposure
1. Schedule A: Assessment Questionnaire: Detailed questionnaire for each assessment area
2. Schedule B: Scoring Matrix: Detailed scoring criteria and weightings for each assessment area
3. Schedule C: Evidence Requirements Checklist: Comprehensive list of required documentation and evidence
4. Schedule D: Maturity Level Definitions: Detailed descriptions and characteristics of each maturity level
5. Schedule E: Industry Benchmarks: Reference data for industry-standard maturity levels
6. Appendix 1: Glossary of Terms: Definitions of key risk management and assessment terminology
7. Appendix 2: Regulatory Requirements Matrix: Mapping of assessment criteria to UAE regulatory requirements
8. Appendix 3: Sample Report Template: Template for presenting assessment results and recommendations
9. Appendix 4: Improvement Planning Framework: Ƶ and guidelines for developing action plans
Banking and Financial Services
Insurance
Healthcare
Real Estate and Construction
Energy and Utilities
Manufacturing
Technology and Telecommunications
Transportation and Logistics
Retail and Consumer Goods
Professional Services
Government and Public Sector
Education
Risk Management
Internal Audit
Compliance
Finance
Operations
Legal
Information Technology
Human Resources
Strategy
Quality Assurance
Corporate Governance
Business Development
Project Management Office
Security
Chief Risk Officer
Risk Manager
Compliance Officer
Internal Audit Manager
Chief Executive Officer
Chief Financial Officer
Risk Assessment Specialist
Governance Director
Operations Manager
Business Unit Head
Quality Assurance Manager
Control and Compliance Manager
Enterprise Risk Management Director
Board Member
Risk Committee Chair
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