Ƶ

Financial Advisor Contract Template for Denmark

Create a bespoke document in minutes, or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Financial Advisor Contract

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Financial Advisor Contract

I need a Financial Advisor Contract for my wealth management firm based in Copenhagen, focusing on high-net-worth individuals, with specific provisions for international investment advisory and quarterly performance reporting, to be implemented by March 2025.

What is a Financial Advisor Contract?

The Financial Advisor Contract serves as a crucial legal framework for establishing professional financial advisory relationships in Denmark. This document is essential when engaging a financial advisor for services such as investment advice, wealth management, or financial planning. It ensures compliance with Danish financial regulations, including the Danish Financial Business Act and EU directives like MiFID II. The contract comprehensively addresses key aspects such as service scope, fee structures, advisor obligations, client responsibilities, and regulatory requirements. It's particularly important for maintaining transparency, protecting both parties' interests, and meeting regulatory obligations in the Danish financial services sector.

What sections should be included in a Financial Advisor Contract?

1. Parties: Identification of the Financial Advisor and the Client, including registration numbers and contact details

2. Background: Context of the agreement and brief description of the advisory services to be provided

3. Definitions: Key terms used throughout the agreement, including specific financial and technical terms

4. Scope of Services: Detailed description of the financial advisory services to be provided, including any limitations

5. Advisor's Obligations: Specific duties and responsibilities of the Financial Advisor, including regulatory compliance requirements

6. Client's Obligations: Client's responsibilities, including provision of accurate information and cooperation

7. Fees and Payment: Fee structure, payment terms, and any additional costs or expenses

8. Confidentiality: Obligations regarding confidential information and data protection requirements

9. Compliance with Laws: Commitment to comply with relevant Danish and EU financial regulations

10. Liability and Indemnification: Extent and limitations of advisor's liability and indemnification provisions

11. Term and Termination: Duration of the agreement and circumstances for termination

12. General Provisions: Standard clauses including notices, amendments, and governing law

What sections are optional to include in a Financial Advisor Contract?

1. Investment Strategy: Used when the advice includes specific investment strategy recommendations

2. Portfolio Management: Include when the advisor has discretionary management authority

3. Regulatory Disclosures: Additional section for specific regulatory requirements based on service type

4. Performance Reporting: Include when regular performance reporting is part of the service

5. Third-Party Services: Used when external service providers or platforms are involved

6. Insurance Coverage: Details of professional indemnity insurance when required by client

7. Conflict Resolution: Additional dispute resolution procedures beyond standard provisions

8. International Services: Include when advisory services extend beyond Denmark

What schedules should be included in a Financial Advisor Contract?

1. Schedule A - Fee Schedule: Detailed breakdown of all fees, charges, and commission structures

2. Schedule B - Service Level Agreement: Specific details about service delivery, response times, and reporting frequency

3. Schedule C - Investment Policy Statement: Document outlining investment objectives, constraints, and guidelines

4. Schedule D - Risk Disclosure: Detailed disclosure of risks associated with different types of investments

5. Appendix 1 - Advisor Qualifications: Details of advisor's certifications, registrations, and qualifications

6. Appendix 2 - Compliance Procedures: Overview of internal compliance procedures and controls

7. Appendix 3 - Data Processing Agreement: GDPR-compliant data processing terms and procedures

8. Appendix 4 - Client Risk Profile: Template for documenting client's risk tolerance and investment profile

Authors

Alex Denne

Head of Growth (Open Source Law) @ Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions









































Clauses








































Relevant Industries

Financial Services

Banking

Investment Management

Wealth Management

Insurance

Corporate Finance

Private Equity

Real Estate

Professional Services

Asset Management

Pension Funds

Family Offices

Relevant Teams

Legal

Compliance

Risk Management

Wealth Management

Investment Advisory

Client Relations

Portfolio Management

Financial Planning

Corporate Finance

Operations

Business Development

Investment Strategy

Relevant Roles

Financial Advisor

Investment Consultant

Wealth Manager

Portfolio Manager

Chief Investment Officer

Compliance Officer

Legal Counsel

Risk Manager

Client Relationship Manager

Investment Strategist

Financial Planner

Private Banker

Treasury Manager

Finance Director

Investment Director

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Financial Advisor Contract

Danish-law governed agreement establishing the terms and conditions for financial advisory services between an advisor and client, compliant with Danish financial regulations.

find out more

Investment Advisory Agreement

Danish law-governed agreement for investment advisory services, compliant with Danish financial regulations and MiFID II requirements.

find out more

Advisory Board Agreement

Danish law-governed agreement establishing terms for advisory board membership, including duties, compensation, and compliance requirements.

find out more

Sub Advisor Agreement

A Danish law-governed agreement establishing the terms and conditions for sub-advisory investment management services between a primary advisor and sub-advisor.

find out more

Investment Advisor Contract

Danish law-governed agreement establishing the terms and conditions between an investment advisor and client, ensuring compliance with Danish and EU financial regulations.

find out more

Financial Advisory Services Agreement

Danish law-governed agreement for financial advisory services, establishing terms, conditions, and regulatory compliance requirements for professional financial advice.

find out more

Financial Advisory Agreement

Danish law-governed agreement establishing terms and conditions for financial advisory services, compliant with Danish and EU financial regulations.

find out more

Advisory Services Contract

Danish law-governed contract for professional advisory services, establishing service terms, responsibilities, and compliance requirements.

find out more

Advisory Services Agreement

Danish law-governed agreement establishing terms and conditions for professional advisory services, including scope, fees, and obligations of both parties.

find out more

Advisor Contract

Danish-law governed agreement establishing terms and conditions for professional advisory services between a client and advisor.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: /our-research
Oops! Something went wrong while submitting the form.

ұԾ’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ұԾ’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our for more details and real-time security updates.