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1. Parties: Identification of the investment advisor and the client, including their legal status and contact details
2. Background: Context of the agreement and confirmation of advisor's regulatory status under QFC regulations
3. Definitions: Key terms used throughout the agreement, including regulatory and technical investment terms
4. Appointment and Scope of Services: Formal appointment of advisor and detailed description of investment advisory services to be provided
5. Regulatory Status and Compliance: Confirmation of regulatory authorizations and compliance commitments
6. Client Representations and Warranties: Client's confirmations regarding their status, authority, and understanding of investment risks
7. Advisor's Obligations: Detailed responsibilities and duties of the advisor, including fiduciary obligations
8. Investment Process and Strategy: Description of the investment approach, methodology, and decision-making process
9. Fees and Payments: Detailed fee structure, calculation methods, and payment terms
10. Confidentiality and Data Protection: Obligations regarding client data protection and confidential information handling
11. Risk Disclosures: Comprehensive disclosure of investment risks and market uncertainties
12. Conflicts of Interest: Disclosure and management of potential conflicts of interest
13. Term and Termination: Duration of agreement and circumstances for termination
14. Liability and Indemnification: Extent of advisor's liability and mutual indemnification provisions
15. General Provisions: Standard legal provisions including governing law, notices, and amendments
16. Dispute Resolution: Procedures for resolving disputes, including jurisdiction and applicable law
1. Delegated Authority: Used when the advisor is given discretionary authority to make investment decisions
2. Third-Party Services: Include when external service providers or sub-advisors may be involved
3. Shariah Compliance: Required for Islamic investment advisory services
4. Performance Reporting: Detailed reporting requirements beyond standard obligations
5. Client Classification: Specific section for professional vs. retail client classification under QFC rules
6. Foreign Investment Provisions: Required when advice includes international investments
7. Special Investment Restrictions: Used when client has specific investment limitations or preferences
1. Schedule 1 - Fee Schedule: Detailed breakdown of all fees, charges, and calculation methods
2. Schedule 2 - Investment Strategy and Objectives: Detailed description of agreed investment strategy and client objectives
3. Schedule 3 - Authorized Persons: List of persons authorized to give instructions on behalf of client
4. Schedule 4 - Reporting Requirements: Specific reporting formats, frequency, and content requirements
5. Appendix A - Risk Disclosure Statement: Detailed risk warnings and disclosures required by QFC regulations
6. Appendix B - Client Information Form: KYC information and client profile documentation
7. Appendix C - Compliance Requirements: Specific regulatory and compliance obligations
8. Appendix D - Service Level Agreement: Detailed service standards and performance metrics
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