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The Investment Banking Contract serves as the primary legal framework for investment banking relationships in Pakistan, typically used when a company seeks professional financial services such as capital raising, mergers and acquisitions advisory, or corporate restructuring. This document is essential for compliance with Pakistani banking regulations, particularly those enforced by the State Bank of Pakistan and the Securities and Exchange Commission of Pakistan. It details the scope of services, fee arrangements, regulatory compliance requirements, and risk allocation between parties. The contract must adhere to the Banking Companies Ordinance 1962, Securities Act 2015, and other relevant Pakistani financial regulations while incorporating international best practices in investment banking. It's particularly crucial for transactions involving significant capital movements, corporate restructuring, or market-facing activities in the Pakistani financial markets.

1. Parties: Identifies the investment bank and the client, including their legal status, registration details, and principal places of business

2. Background: Sets out the context of the agreement, including the client's objectives and the investment bank's qualifications

3. Definitions: Defines key terms used throughout the agreement, including technical banking and financial terms

4. Scope of Services: Detailed description of investment banking services to be provided, including advisory, underwriting, or placement services

5. Appointment and Authority: Formal appointment of the investment bank and extent of its authority to act on behalf of the client

6. Fees and Payment Terms: Structure of fees, including retainer, success fees, expenses, and payment mechanisms

7. Representations and Warranties: Standard and specific warranties from both parties regarding capacity, authority, and regulatory compliance

8. Confidentiality: Provisions for handling confidential information and trade secrets

9. Compliance with Laws: Obligations to comply with Pakistani banking laws, securities regulations, and anti-money laundering requirements

10. Term and Termination: Duration of the agreement and circumstances under which it can be terminated

11. Indemnification: Mutual indemnification provisions and allocation of risks

12. Governing Law and Jurisdiction: Specification of Pakistani law as governing law and choice of jurisdiction for disputes

13. Notices: Process and addresses for formal communications between parties

14. General Provisions: Standard boilerplate clauses including severability, entire agreement, and amendments