The Compliance Risk Assessment Questionnaire serves as a critical tool for organizations operating in Canada to evaluate their compliance posture across multiple regulatory frameworks. This document is typically used during annual compliance reviews, before major organizational changes, or when establishing new compliance programs. It includes comprehensive sections covering various aspects of Canadian federal and provincial regulations, including privacy laws, anti-money laundering requirements, environmental regulations, and workplace safety standards. The questionnaire helps organizations identify potential compliance gaps, assess risk levels, and develop appropriate mitigation strategies. It is designed to be adaptable to different organizational sizes and sectors while maintaining alignment with Canadian regulatory requirements and industry best practices.
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
Your data doesn't train Genie's AI
You keep IP ownership of your docs
1. Organization Information: Basic details about the organization including legal name, structure, size, industry, and operational jurisdictions
2. Risk Assessment Methodology: Explanation of how risks are evaluated, scored, and prioritized in the questionnaire
3. Governance and Management: Questions about organizational structure, leadership oversight, and compliance management framework
4. Regulatory Framework: Assessment of applicable regulations and regulatory obligations
5. Data Protection and Privacy: Questions regarding PIPEDA compliance and data protection measures
6. Anti-Money Laundering: Assessment of AML/CTF risks and compliance measures
7. Business Conduct and Ethics: Evaluation of fair business practices, competition law compliance, and ethical standards
8. Environmental Compliance: Assessment of environmental risks and compliance with environmental regulations
9. Health and Safety: Evaluation of workplace safety compliance and risk management
10. Risk Assessment Summary: Overall risk scoring and prioritization of identified compliance gaps
1. Industry-Specific Regulations: Additional section for sector-specific compliance requirements (e.g., financial services, healthcare, energy)
2. International Operations: Section for organizations with cross-border operations, addressing international compliance obligations
3. Digital Commerce: Section focusing on e-commerce and digital communication compliance for organizations with significant online presence
4. Research and Development: Section for organizations involved in R&D activities, addressing intellectual property and research compliance
5. Government Contracting: Section for organizations working with government entities, addressing public procurement compliance
1. Risk Scoring Matrix: Detailed methodology for calculating and interpreting risk scores
2. Regulatory Requirements Checklist: Comprehensive list of applicable regulatory requirements and compliance criteria
3. Documentation Requirements: List of required documentation and evidence for compliance verification
4. Incident Response Protocol: Guidelines for reporting and addressing compliance violations
5. Risk Assessment Timeline: Schedule for periodic risk assessments and compliance reviews
6. Regulatory Authority Contacts: List of relevant regulatory bodies and contact information
Find the exact document you need
Ml Tf Risk Assessment
A regulatory-compliant assessment of money laundering and terrorist financing risks for organizations operating under Canadian AML/CTF legislation.
Download
Jsa Risk Assessment
A Canadian-compliant systematic analysis of workplace tasks, hazards, and control measures for ensuring occupational safety and regulatory compliance.
Download
Health And Safety Assessment
A Canadian regulatory-compliant workplace safety evaluation document that assesses hazards, risks, and control measures according to federal and provincial health and safety requirements.
Download
Fire Risk Assessment For Restaurants
A Canadian-compliant fire risk assessment document for evaluating and managing fire safety in restaurant operations, ensuring regulatory compliance and operational safety.
Download
Farm Fire Risk Assessment
A Canadian regulatory-compliant assessment document that evaluates fire risks and safety measures for agricultural properties, ensuring compliance with federal and provincial fire safety standards.
Download
Workplace Stress Risk Assessment
A Canadian-compliant workplace stress risk assessment tool for identifying, evaluating, and managing psychological hazards and stress-related risks in the workplace.
Download
Risk Assessment Hairdressing Salon
A Canadian-compliant risk assessment template for hairdressing salons, covering workplace safety, chemical handling, and public health requirements.
Download
Risk Assessment Questionnaire
A Canadian-compliant risk assessment questionnaire for systematic identification and evaluation of workplace risks, aligned with federal and provincial safety regulations.
Download
Restaurant Fire Risk Assessment
A Canadian-compliant fire safety evaluation document for restaurants that assesses risks, ensures regulatory compliance, and provides safety recommendations.
Download
Preschool Risk Assessment
A Canadian-compliant risk assessment framework for preschool facilities, ensuring comprehensive safety evaluation and regulatory compliance under federal and provincial requirements.
Download
Online Banking Risk Assessment
A Canadian regulatory-compliant risk assessment framework for evaluating online banking security, operational risks, and control effectiveness in financial institutions.
Download
Cyber Threat Assessment
Canadian-law governed agreement for conducting professional cyber threat assessments, ensuring compliance with federal and provincial privacy regulations.
Download
COVID Hazard Assessment
A Canadian workplace safety document for assessing and managing COVID-19 transmission risks, ensuring compliance with federal and provincial health and safety regulations.
Download
Museum Risk Assessment
A Canadian-compliant museum risk assessment document evaluating security, environmental, collection management, and safety risks while providing actionable recommendations.
Download
Local Risk Assessment
A mandatory Canadian workplace safety document that systematically identifies, analyzes, and evaluates potential hazards and risks, ensuring compliance with federal and provincial safety regulations.
Download
Risk Assessment For Churches
A Canadian-jurisdiction risk assessment framework for churches, addressing safety, compliance, and operational risks under federal and provincial regulations.
Download
Credit Union Risk Assessment
A regulatory-compliant risk assessment document for Canadian credit unions evaluating all major risk categories and providing mitigation strategies.
Download
COVID Risk Assessment
A Canadian workplace Covid-19 risk assessment document that evaluates health risks and establishes safety protocols in compliance with federal and provincial regulations.
Download
Challenging Behaviour Risk Assessment
A Canadian-compliant assessment tool for evaluating and managing challenging behaviors, incorporating federal and provincial healthcare and privacy requirements.
Download
Planning And Risk Assessment In Auditing
A Canadian-compliant audit planning and risk assessment framework document that outlines the strategic approach and risk considerations for audit engagements under CAS standards.
Download
Liquidity Risk Assessment
A regulatory-compliant assessment of an organization's liquidity risk profile and management framework under Canadian financial regulations.
Download
Mobile Catering Risk Assessment
A Canadian-compliant risk assessment template for mobile catering operations, addressing food safety, vehicle safety, and operational hazards under federal and provincial regulations.
Download
Information Technology Risk Assessment
Canadian contract template for IT risk assessment services, compliant with federal and provincial regulations, outlining assessment scope, methodology, and deliverables.
Download
Double Glazing Risk Assessment
A Canadian-compliant technical assessment document evaluating safety and performance risks associated with double glazing installations in buildings.
Download
Community Event Risk Assessment
A Canadian-compliant risk assessment framework for community events, ensuring comprehensive safety and regulatory compliance in public gatherings.
Download
Client Risk Assessment Questionnaire
A Canadian-compliant questionnaire for assessing client risk tolerance and investment suitability, meeting regulatory KYC requirements.
Download
Abc Risk Assessment
A Canadian-compliant risk assessment document for systematic evaluation and management of organizational risks under federal and provincial regulations.
Download
Abac Risk Assessment
A Canadian-compliant risk assessment document for implementing Attribute-Based Access Control (ABAC) systems, addressing technical, operational, and regulatory requirements.
Download
Software Validation Risk Assessment
A risk assessment document for software validation processes, compliant with Canadian regulatory requirements and industry standards.
Download
Risk Assessment Matrix Oil And Gas
A comprehensive risk assessment framework for Canadian oil and gas operations, ensuring compliance with federal and provincial regulations while standardizing risk evaluation and management processes.
Download
Workstation Risk Assessment
A Canadian workplace document for evaluating workstation safety and ergonomic conditions, ensuring compliance with federal and provincial health and safety regulations.
Download
Risk Assessment Questionnaire For Banks
A Canadian regulatory-compliant risk assessment questionnaire for banks to evaluate and document their risk exposure and control effectiveness across all operational areas.
Download
Rapid Risk Assessment
A structured risk assessment document compliant with Canadian regulations for rapid identification and mitigation of operational hazards and risks.
Download
Hot Works Risk Assessment
A Canadian-compliant risk assessment document for managing safety in hot works operations, including welding, cutting, and other heat-producing activities.
Download
Cyber Security Risk Assessment Matrix
A structured framework for assessing and managing cybersecurity risks in compliance with Canadian privacy and security regulations.
Download
Compressed Air Risk Assessment
A Canadian regulatory-compliant risk assessment document for evaluating and managing safety hazards associated with workplace compressed air systems.
Download
Forestry Risk Assessment
A Canadian regulatory compliance document assessing risks and mitigation strategies in forestry operations, adhering to federal and provincial requirements.
Download
Machine Guarding Assessment
A technical safety assessment document evaluating machine guarding systems and compliance with Canadian federal and provincial safety regulations, providing recommendations for safety improvements.
Download
Person Centred Risk Assessment
A Canadian-compliant person-centered risk assessment tool for identifying and managing individual risks in healthcare and social service settings.
Download
Latex Risk Assessment
A Canadian regulatory-compliant workplace safety document that assesses and manages latex-related risks, establishing control measures and safety protocols in accordance with federal and provincial requirements.
Download
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)