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Finder's Fee Agreement For Investment Capital Template for Singapore

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Key Requirements PROMPT example:

Finder's Fee Agreement For Investment Capital

"Need a Finder's Fee Agreement For Investment Capital to engage a consultant who will help source Series B funding of at least $10M for our Singapore-based AI startup, with a success fee of 2% and a 12-month exclusivity period starting March 2025."

What is a Finder's Fee Agreement For Investment Capital?

The Finder's Fee Agreement For Investment Capital is essential for businesses in Singapore seeking to formalize arrangements with individuals or entities who help source investment capital. This document is particularly relevant in Singapore's dynamic financial environment, where strict regulatory compliance is required. The agreement specifies the finder's role, compensation structure, and obligations while ensuring compliance with Singapore's regulatory framework. It provides protection for both parties by clearly defining the scope of services, success criteria, and payment terms, while addressing key aspects such as confidentiality and non-circumvention.

What sections should be included in a Finder's Fee Agreement For Investment Capital?

1. Parties: Identification of the finder and the client

2. Background: Context of the agreement and relationship between parties

3. Definitions: Key terms used throughout the agreement including 'Successful Introduction', 'Qualified Investor', 'Investment'

4. Scope of Services: Detailed description of finder's services and obligations in identifying and introducing potential investors

5. Fee Structure: Compensation terms, payment triggers, calculation method and payment timing

6. Term and Termination: Duration of agreement and termination conditions including notice periods

7. Confidentiality: Protection of sensitive information and non-disclosure obligations

8. Governing Law: Application of Singapore law and jurisdiction

What sections are optional to include in a Finder's Fee Agreement For Investment Capital?

1. Exclusivity: Provisions granting exclusive rights to the finder for introducing investors within specified parameters

2. Non-Circumvention: Provisions preventing direct dealings between client and introduced parties without finder's involvement

3. Regulatory Compliance: Specific obligations under Singapore law including SFA, FAA, and MAS requirements

4. Force Majeure: Provisions addressing unforeseen circumstances affecting performance of obligations

What schedules should be included in a Finder's Fee Agreement For Investment Capital?

1. Fee Schedule: Detailed breakdown of fee structure, calculation methods and examples

2. Target Investor Profile: Detailed specifications of desired investor characteristics and investment parameters

3. Required Documentation: List of documents needed for investor introductions and due diligence

4. Compliance Requirements: Detailed regulatory compliance procedures and checklists under Singapore law

Authors

Alex Denne

Head of Growth (Open Source Law) @ Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions























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Industries

Securities and Futures Act (SFA): Primary legislation regulating capital markets activities, dealing with investment products and securities. May require licensing for regulated activities. Critical for finder's fee arrangements involving investment capital.

Financial Advisers Act (FAA): Governs financial advisory services and requires licensing for certain activities. Relevant when finder's role involves providing investment advice or recommendations.

MAS Guidelines: Regulatory guidelines from Monetary Authority of Singapore covering intermediaries, accredited investor requirements, and anti-money laundering compliance.

Contract Law (Chapter 53): Fundamental legislation governing contract formation, enforceability of terms, and consideration requirements in Singapore.

Registration of Business Names Act: Legislation governing business registration requirements, particularly relevant if the finder operates as a business entity.

Personal Data Protection Act (PDPA): Regulates the collection, use, and disclosure of personal data, ensuring privacy protection in business transactions.

AML/CFT Requirements: Anti-Money Laundering and Countering the Financing of Terrorism requirements including due diligence obligations and reporting requirements.

Companies Act: Legislation governing corporate entities, their governance, and operations when parties involved are registered companies.

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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