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Risk Assessment Executive Summary for the United Kingdom

Risk Assessment Executive Summary Template for England and Wales

A Risk Assessment Executive Summary Template is a standardized document format used in England and Wales to present the key findings and recommendations from a comprehensive risk assessment process. It complies with the requirements of the Health and Safety at Work etc. Act 1974 and the Management of Health and Safety at Work Regulations 1999. The document provides a concise overview of identified risks, their severity, and proposed mitigation measures, serving as a critical tool for senior management decision-making and compliance documentation.

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Risk Assessment Executive Summary

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What is a Risk Assessment Executive Summary?

The Risk Assessment Executive Summary Template is designed to meet the statutory requirements for risk documentation under English and Welsh law. It provides a structured approach to presenting complex risk assessment findings in a clear, actionable format for senior stakeholders. This document type is particularly crucial when organizations need to demonstrate compliance with health and safety regulations, make informed decisions about risk mitigation, or communicate critical safety information to leadership. The template ensures consistency in reporting and facilitates effective risk management across different organizational levels.

What sections should be included in a Risk Assessment Executive Summary?

1. Document Control: Version number, date, author, approval status and revision history

2. Executive Overview: High-level summary of key risks and findings, including purpose and objectives of the assessment

3. Scope of Assessment: Areas, activities, timeframe covered, and methodology used for the assessment

4. Key Risk Findings: Summary of significant risks identified, categorized by severity and likelihood

5. Risk Ratings: Overview of risk levels, prioritization, and risk scoring methodology

6. Recommendations: Key actions required to address identified risks, including timeline and responsibilities

What sections are optional to include in a Risk Assessment Executive Summary?

1. Cost Analysis: Financial implications of identified risks and proposed control measures

2. Compliance Status: Current status against regulatory requirements and compliance gaps

3. Stakeholder Impact: Analysis of how identified risks affect different stakeholder groups

What schedules should be included in a Risk Assessment Executive Summary?

1. Risk Assessment Matrix: Detailed risk scoring methodology and criteria used for assessment

2. Detailed Findings Log: Complete list of all risks identified with detailed analysis

3. Action Plan: Detailed implementation plan for recommendations with timelines and responsibilities

4. Supporting Data: Relevant statistics, incident reports, and analysis supporting the risk assessment

Authors

Alex Denne

Head of Growth (Open Source Law) @ ¶¶ÒõÊÓÆµ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

England and Wales

Sector

Sales

Cost

Free to use
Relevant legal definitions






























Clauses




















Industries

Health and Safety at Work etc. Act 1974 (HSWA): The overarching framework for workplace health and safety legislation in England and Wales. Sets out general duties of employers to ensure safety of employees and others affected by work activities.

Management of Health and Safety at Work Regulations 1999: Provides specific requirements for risk assessments, including detailed guidance on how assessments should be conducted and documented. Key regulation for risk assessment methodology.

Regulatory Reform (Fire Safety) Order 2005: Specifies requirements for fire risk assessments and fire safety considerations that must be included in workplace risk assessments.

Control of Substances Hazardous to Health Regulations 2002 (COSHH): Governs the assessment and control of risks from chemical and biological substances in the workplace.

Manual Handling Operations Regulations 1992: Covers assessment of risks related to lifting, carrying, and moving loads in the workplace.

Display Screen Equipment Regulations 1992: Addresses specific risks associated with computer workstations and office-based equipment.

Personal Protective Equipment at Work Regulations 1992: Details requirements for assessment and provision of personal protective equipment in workplace settings.

Data Protection Act 2018 and UK GDPR: Governs the handling and protection of personal information that may be included in risk assessments and related documentation.

Corporate Manslaughter and Corporate Homicide Act 2007: Establishes criminal liability for organizations where serious management failures result in fatality.

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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