Ƶ

Fundraising Risk Assessment for the United Kingdom

Fundraising Risk Assessment Template for England and Wales

A Fundraising Risk Assessment Template is a comprehensive document used in England and Wales to identify, evaluate, and mitigate potential risks associated with fundraising activities. It complies with the Charities Act 2011 and the Fundraising Regulator's Code of Practice, helping organizations fulfill their legal obligations while protecting donors, volunteers, and staff. The template provides a structured approach to risk management in fundraising activities, including both physical events and digital campaigns.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Fundraising Risk Assessment

Let Ƶ's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Fundraising Risk Assessment?

The Fundraising Risk Assessment Template is designed to help organizations in England and Wales conduct thorough risk assessments of their fundraising activities. It addresses the growing complexity of fundraising operations and the need for robust risk management in accordance with the Charities Act 2011 and related regulations. The template covers various aspects including physical safety, financial controls, data protection, and regulatory compliance, providing a systematic approach to identifying and managing potential risks in fundraising activities.

What sections should be included in a Fundraising Risk Assessment?

1. Risk Assessment Details: Basic information including date, assessor name, organization details, and specific fundraising activity being assessed

2. Hazard Identification: Comprehensive listing of potential risks across financial, reputational, operational, legal and compliance categories

3. Risk Evaluation Matrix: Structured assessment framework for evaluating likelihood and impact of identified risks using a 5x5 matrix

4. Control Measures: Detailed description of existing and proposed measures to mitigate identified risks, including responsible parties

5. Compliance Requirements: Checklist of relevant regulatory and legal requirements under the Charities Act, Data Protection Act, and Fundraising Code

What sections are optional to include in a Fundraising Risk Assessment?

1. Event-Specific Risks: Additional risk considerations for physical fundraising events, including venue safety, crowd management, and public liability

2. Digital Fundraising Risks: Specific considerations for online fundraising including cybersecurity, payment processing, and data protection measures

3. Volunteer Management Risks: Risk assessment specific to volunteer recruitment, training, supervision, and safety considerations

4. Financial Controls Assessment: Detailed assessment of money handling procedures, anti-fraud measures, and financial accountability processes

What schedules should be included in a Fundraising Risk Assessment?

1. Risk Assessment Matrix Template: Standardized template for scoring and evaluating risks with probability and impact scales

2. Incident Reporting Forms: Standard forms for recording any incidents, near-misses, or risk events that occur during fundraising activities

3. Regulatory Compliance Checklist: Comprehensive checklist ensuring compliance with all relevant legislation and regulatory requirements

4. Emergency Response Procedures: Detailed procedures and contact information for handling various types of emergencies during fundraising activities

5. Risk Control Action Plan: Template for documenting specific actions, timelines, and responsibilities for implementing risk control measures

Authors

Alex Denne

Head of Growth (Open Source Law) @ Ƶ | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

England and Wales

Publisher

Ƶ

Sector

Sales

Cost

Free to use
Relevant legal definitions








































Clauses

























Industries

Charities Act 2011: Primary legislation governing charity operations and fundraising activities in England and Wales, including requirements for registration, reporting, and trustee responsibilities

Charities (Protection and Social Investment) Act 2016: Additional legislation strengthening the Charity Commission's powers and introducing new requirements for fundraising agreements and practices

Data Protection Act 2018 (UK GDPR): Legislation governing the collection, processing, and storage of personal data from donors and supporters

Privacy and Electronic Communications Regulations (PECR): Regulations covering electronic communications, including email marketing and telephone fundraising

Gambling Act 2005: Legislation governing charitable gambling activities such as raffles, lotteries, and prize draws

Consumer Rights Act 2015: Legislation protecting donor rights and governing fundraising transactions and agreements

Equality Act 2010: Legislation ensuring non-discrimination in fundraising activities and equal access to giving opportunities

Fundraising Regulator's Code of Fundraising Practice: Key regulatory framework setting standards for fundraising activities and ethical practices

Payment Services Regulations 2017: Regulations governing the handling and processing of donations and financial transactions

Health and Safety at Work Act 1974: Legislation ensuring safety standards for fundraising events and activities involving staff and volunteers

House to House Collections Act 1939: Specific legislation governing door-to-door fundraising activities and required permits

Money Laundering Regulations 2017: Regulations requiring due diligence on large donations and prevention of money laundering through charitable giving

Proceeds of Crime Act 2002: Legislation preventing the acceptance of donations from illegal activities and requiring reporting of suspicious transactions

Financial Services and Markets Act 2000: Legislation governing financial aspects of fundraising, including investment and financial promotions

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Hospital Compliance Risk Assessment

A template for conducting hospital compliance risk assessments under English and Welsh law, ensuring adherence to healthcare regulations and standards.

find out more

Cctv Risk Assessment

A legal framework document under English and Welsh law for assessing risks and compliance requirements of CCTV surveillance systems.

find out more

Offshore Risk Assessment

A template for conducting risk assessments on offshore installations under English and Welsh law, ensuring compliance with UK safety regulations.

find out more

Physical Risk Assessment

A template for conducting physical risk assessments under English and Welsh law, ensuring workplace safety compliance.

find out more

Care Risk Assessment

A legally compliant template under English and Welsh law for assessing and managing risks in care provision settings.

find out more

Confined Space Hazard Assessment

A legally compliant template for assessing confined space hazards under English and Welsh law, ensuring worker safety and regulatory compliance.

find out more

Livery Yard Risk Assessment

A legally compliant risk assessment template for livery yards operating under English and Welsh law, covering all aspects of equestrian facility safety management.

find out more

Groundworks Risk Assessment

A legally compliant risk assessment template for groundworks operations under English and Welsh law.

find out more

Field Level Risk Assessment

A standardized template for assessing and controlling field work risks, compliant with English and Welsh health and safety legislation.

find out more

Credit Union Risk Assessment

A regulatory-compliant template for assessing risks in credit unions operating under English and Welsh law.

find out more

Covid Risk Assessment

A template for COVID-19 workplace risk assessment compliant with English and Welsh health and safety regulations.

find out more

AML Risk Assessment Estate Agents

A mandatory AML risk assessment framework for estate agents in England and Wales, ensuring compliance with money laundering regulations.

find out more

Small Business Fire Risk Assessment

A legally compliant fire risk assessment template for small businesses in England and Wales, aligned with the Fire Safety Order 2005.

find out more

Safety Risk Assessment

A legally compliant template for documenting workplace hazards and risks under English and Welsh law.

find out more

Cherry Picker Risk Assessment

A legally compliant risk assessment template for cherry picker operations under English and Welsh law.

find out more

Liquidity Risk Assessment

A standardized template for assessing liquidity risks in financial institutions, compliant with England and Wales regulatory requirements.

find out more

Information Security Risk Assessment Report

A template for documenting information security risks and controls under English and Welsh law, ensuring regulatory compliance and risk management best practices.

find out more

Environment Of Care Risk Assessment

A template for environmental risk assessment in care facilities, compliant with English and Welsh healthcare safety regulations.

find out more

Emergency Risk Assessment

A legally compliant template for assessing and documenting emergency risks under English and Welsh law.

find out more

Continuous Risk Assessment

A template for continuous workplace risk assessment, compliant with English and Welsh health and safety laws.

find out more

Construction Fire Risk Assessment

A template for conducting fire risk assessments on construction sites, compliant with English and Welsh regulations.

find out more

Community Event Risk Assessment

A legal compliance document used in England and Wales for identifying and managing risks associated with community events.

find out more

Broken Leg Risk Assessment

A risk assessment template for broken leg hazards, compliant with English and Welsh health and safety legislation.

find out more

Risk Assessment Science Experiment

A legal template for assessing risks in scientific experiments under England and Wales jurisdiction, ensuring compliance with health and safety regulations.

find out more

Risk Assessment Executive Summary

A standardized template for summarizing risk assessment findings and recommendations, compliant with English and Welsh health and safety legislation.

find out more

Remote Access Risk Assessment

A template for assessing remote access security risks under English and Welsh law, ensuring compliance with UK data protection and cybersecurity regulations.

find out more

Outdoor Event Fire Risk Assessment

A fire risk assessment template for outdoor events, compliant with English and Welsh fire safety regulations.

find out more

Village Hall Risk Assessment

A standardized risk assessment document for village halls in England and Wales, ensuring compliance with UK health and safety legislation.

find out more

Security Risk Assessment Report

A standardized template for security risk assessment documentation, compliant with English and Welsh regulations.

find out more

Safety Task Assessment

A standardized template for evaluating workplace task safety risks and controls under English and Welsh law.

find out more

Psychological Risk Assessment

A template for assessing workplace psychological risks under English and Welsh law, ensuring compliance with health and safety regulations while protecting employee mental wellbeing.

find out more

Mobile Plant Risk Assessment

A template for assessing risks associated with mobile plant operations, compliant with English and Welsh health and safety legislation.

find out more

Hot Works Risk Assessment

A legally compliant template for assessing risks associated with hot works activities in England and Wales.

find out more

Home Risk Assessment

A standardized template for evaluating safety risks in residential properties, compliant with English and Welsh housing safety regulations.

find out more

Compressed Air Risk Assessment

A legal compliance template for assessing compressed air system risks under English and Welsh health and safety regulations.

find out more

Worksite Assessment

A standardized template for conducting workplace safety assessments under English and Welsh law, ensuring compliance with health and safety regulations.

find out more

Site Visit Risk Assessment

A standardized template for assessing and documenting site visit risks under English and Welsh health and safety regulations.

find out more

Risk Self Assessment

A standardized template for conducting and documenting workplace risk assessments in compliance with English and Welsh health and safety legislation.

find out more

Forestry Risk Assessment

A legally compliant template for assessing risks in forestry operations under English and Welsh law.

find out more

Electrical Equipment Risk Assessment

A legal template for assessing electrical equipment risks under English and Welsh law, ensuring compliance with health and safety regulations.

find out more
See more related templates

ұԾ’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ұԾ’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it